Companies will be allowed to report finances semi-annually in pilot project
Canadian securities regulators have introduced a pilot project allowing smaller public companies to report finances semi-annually instead of quarterly to reduce regulatory burdens.
US financial regulator issues long-awaited cryptocurrency guidance
The US SEC has issued new guidance categorizing cryptocurrencies and detailing how certain assets can be treated under securities laws.
A brokerage firm is fined more than $1 billion for using its clients' money
The National Securities Commission of Argentina has imposed a record fine on Daniel A. Casanovas y Asociados for misusing client funds without consent.
The CNV ordered to halt the activities of a cryptocurrency that functions as a digital version of the Argentine peso
The Argentine National Securities Commission has ordered an immediate halt to the operations of ARGt, a stablecoin designed to maintain a 1:1 parity with the Argentine peso, due to concerns over investment claims.
SEC cracks down on unregistered digital platforms
The Securities and Exchange Commission (SEC) of Nigeria has launched its first Regulator/FinTech Clinic to enhance collaboration with the FinTech sector and ensure compliance with regulatory standards.
BRB enters the list of defaulters of the CVM for failing to deliver periodic documents
Banco de Brasília (BRB) has been listed as a defaulter by the Securities and Exchange Commission (CVM) for not submitting necessary quarterly documents.
Senate Group Investigating Master Case Focuses on Actions of the Securities and Exchange Commission
A Senate working group in Brazil is initiating inquiries into the actions of the Securities and Exchange Commission related to the Master case.
Shortages in the CVM's Board Delay Judgments and Accumulate Cases in the Agency
The CVM in Brazil is facing a delay in processing market irregularity cases due to vacancies in its board.
CVM begins new investigation today into Master and Reag actions
The Brazilian Securities Commission (CVM) has initiated a new investigation into Banco Master and the Reag fund management, along with other related entities, starting today.
TCU alerts the Senate about the appointment to CVM
The Federal Court of Accounts (TCU) will analyze a request for a warning regarding Otto Lobo's appointment as head of the Securities and Exchange Commission (CVM) amid concerns about political influence.
What is Insider Trading? The Most Vulnerable 'Site' for Information Leakage Is...
This article explains insider trading in the context of Japanese law, focusing on its definition, regulation, and common scenarios where it occurs.
Senate Commission will vote on changing law for Central Bank to supervise funds, says Renan Calheiros
Senator Renan Calheiros announced that the Senate's Economic Affairs Commission will approve legislative changes to permit the Central Bank to supervise funds, which is currently under the purview of the Securities and Exchange Commission (CVM).