CVM has six accusations against Banco Master and Reag awaiting judgment
The Brazilian Securities Commission (CVM) has announced six accusations against Banco Master and Reag, awaiting judicial resolution amid ongoing financial fraud investigations.
Nigeria: Risevest Secures SEC Licence After Regulatory Standoff
Nigerian fintech Risevest has obtained a Fund and Portfolio Manager licence from the Securities and Exchange Commission, which now regulates its investment operations directly.
CVM "deriva"
The Brazilian Securities and Exchange Commission (CVM) is facing operational challenges due to the lack of leadership as only two of its five director positions are filled amid significant market frauds.
Mizuho Securities Employee Perhaps Involved in Insider Trading - Securities and Exchange Surveillance Commission Conducts Forced Investigation
An employee of Mizuho Securities is under investigation by the Securities and Exchange Surveillance Commission for suspected involvement in insider trading related to non-public information.
TCU files process questioning the appointment to the presidency of the Securities and Exchange Commission
The Brazilian Federal Court of Accounts (TCU) unanimously decided to archive a process questioning Otto Lobo's nomination as president of the Securities and Exchange Commission (CVM).
SEC urges civil servants to invest in capital markets
The Securities and Exchange Commission of Nigeria is encouraging civil servants to invest in capital markets as a way to secure long-term wealth and retirement prospects.
N5X files requests with the Central Bank and the Securities and Exchange Commission to become Brazil's first energy exchange
N5X has submitted requests to Brazil's Central Bank and the Securities and Exchange Commission to establish itself as the first exchange for trading electricity futures contracts in the country.
Senate Group Investigating Master Case Focuses on Actions of the Securities and Exchange Commission
A Senate working group in Brazil is initiating inquiries into the actions of the Securities and Exchange Commission related to the Master case.
Champion Breweries allots N14.9bn shares in rights issue
Champion Breweries Plc announced a successful rights issue with a subscription value of N14.91bn, achieving a 93.71% subscription rate.
Shortages in the CVM's Board Delay Judgments and Accumulate Cases in the Agency
The CVM in Brazil is facing a delay in processing market irregularity cases due to vacancies in its board.
CVM begins new investigation today into Master and Reag actions
The Brazilian Securities Commission (CVM) has initiated a new investigation into Banco Master and the Reag fund management, along with other related entities, starting today.
TCU alerts the Senate about the appointment to CVM
The Federal Court of Accounts (TCU) will analyze a request for a warning regarding Otto Lobo's appointment as head of the Securities and Exchange Commission (CVM) amid concerns about political influence.
Securities Commission scrutinizes entities linked to the Master group
The Securities Commission will investigate entities connected to the Master group led by Daniel Vorcaro, which could enhance transparency and security in transactions.
CVM creates group to analyze information about Banco Master, Reag and entities linked to the case
The Brazilian Securities and Exchange Commission (CVM) has established a working group to investigate information related to the Master conglomerate, Reag, and other associated entities following the liquidation of Banco Master amid ongoing fraud investigations.
Senate Commission will vote on changing law for Central Bank to supervise funds, says Renan Calheiros
Senator Renan Calheiros announced that the Senate's Economic Affairs Commission will approve legislative changes to permit the Central Bank to supervise funds, which is currently under the purview of the Securities and Exchange Commission (CVM).
Sarah Court to be first female head of ASIC, Chalmers announces
Treasurer Jim Chalmers has announced that Sarah Court will become the first female head of the Australian Securities and Investments Commission, commencing her five-year term on July 1.
Request for suspension of appointee to CVM has precedent at TCU
The request to suspend Otto Lobo's appointment as head of the Securities and Exchange Commission (CVM), currently under review by the TCU, has a precedent in a past case concerning the appointment of Carlos Baigorri to Anatel.